Major Duties:
Reviews client files for conformance with applicable AML policies, procedures and regulatory requirements for new WM account openings and works with front office teams to facilitate queries.
Provides support and functional knowledge as it relates to compliance with applicable AML laws, rules and standards
Identifies and escalates to Global AML management any regulatory compliance risks associated with the file reviews completed
Carries out business-related activities that may be required to support Global AML Compliance guidelines
Provides support as requested by Global AML Management as necessary to resolve compliance issues, including actions in response to Regulatory exam and Audit findings
Uses existing procedures to solve standard problems; analyzes information and standard practices to make judgments
Skills/Knowledge Required:
1. Requires Financial Institution Regulatory and Compliance knowledge including AML, Customer Identification Program (CIP), Enhanced Due Diligence (EDD) and Know Your Customer (KYC) regulatory requirements and Economic Sanctions laws and regulations, usually acquired through formal education or experience.
2. Requires strong analytical, interpersonal, verbal and written communication skills are required to analyze and summarize information
3. Requires strong written communication skills required to document work completed and summarize findings
4. Requires strong organizational skills
Salary Range:
$61,500 - 98,300 USD
Salary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits (medical, dental, vision, spending accounts and disability), paid time off, parental and caregiver leave, life & accident insurance, and other voluntary and well-being benefits. Northern Trust also provides a discretionary bonus program that may include an equity component.
Work Authorization
Applicants must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. Northern Trust will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa).
Working with Us
As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.
Philanthropy is deeply rooted in Northern Trust's history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.
Reasonable Accommodation
Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com, or alternatively you can discuss your individual requirements with the recruiter you are working with.
Northern Trust...Job Title Regional Property Manager, Multifamily Job Description Summary The Regional Property Manager is responsible for the business plan execution for an assigned portfolio of properties. They will have a proven track record in managing a diverse portfolio...
...clients get accurate, timely invoices? Looking for a job where your billing expertise actually matters and you're surrounded by a team that... ...you won't want to miss. What We're Looking For: \u2705 Legal billing experience or strong legal accounts receivable experience...
...Job Description Job Description We are seeking a furniture techto become a part of our team! Responsibilities: Repair major and minor issues with furniture Complete furniture inspection work orders, in a timely fashion Upholstery Touch up Order and...
...Job Description Job Description Triangle Cyber is seeking a Cybersecurity Incident Manager (2nd Shift) toprovide onsite incident management support for a large federal client. What You'll Do Perform Computer Network Defense (CND) incident triage to include...
...critical illness, disability, or death make an unwelcome entry into their lives. Thats where we come in. Armed with... ...Enrollment Specialists We are currently hiring both Entry Level and Licensed Insurance Enrollment Specialists to help the families who have...